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345 California Street Suite 600, San Francisco, CA 94104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-24 |
Branch Locations
345 California Street Suite 600, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Diego | CA | 06/2019 | 09/2022 |
| Comerica Bank | San Diego | CA | 10/2018 | 05/2019 |
| Rsvp Silicon Valley | San Jose | CA | 10/2014 | 10/2018 |
| Bank Of America, N.A. | San Diego | CA | 09/2019 | 09/2022 |
| San Diego County Credit Union | Escondido | CA | 09/2022 | 03/2023 |
| Lpl Financial | Escondido | CA | 09/2022 | 03/2023 |
| Farther Finance Advisors | San Diego | CA | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-30 |
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