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Dominic F Dipuccio

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-02-23
TX RA APPROVED 2019-03-21
IL RA APPROVED 2018-10-25
  • OH RA
    APPROVED
    Since 2021-02-23
  • TX RA
    APPROVED
    Since 2019-03-21
  • IL RA
    APPROVED
    Since 2018-10-25

Branch Locations

110 N Wacker Dr, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 07/2018 Present
Xavier University Cincinnati OH 08/2014 05/2018
Spacebound Solutions Lagrange OH 05/2018 07/2018
Merrill Lynch Cincinnati OH 06/2017 05/2018
P.F. Chang's Norwood OH 10/2016 03/2017
Bank Of America, N.A. Chicago IL 09/2018 Present
  • 07/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chicago, IL
  • 08/2014 → 05/2018
    Xavier University
    Cincinnati, OH
  • 05/2018 → 07/2018
    Spacebound Solutions
    Lagrange, OH
  • 06/2017 → 05/2018
    Merrill Lynch
    Cincinnati, OH
  • 10/2016 → 03/2017
    P.F. Chang's
    Norwood, OH
  • 09/2018 → Present
    Bank Of America, N.A.
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-24
  • S66 Uniform Combined State Law Examination
    2018-10-24
Other Names
  • Dominic Dipuccio
  • Dominic Francis Dipuccio

View on SEC IAPD

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SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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