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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-20
CO RA APPROVED 2021-10-22
  • TX RA
    APPROVED
    Since 2021-12-20
  • CO RA
    APPROVED
    Since 2021-10-22

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Denver CO 07/2017 12/2020
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 07/2017 12/2020
International Rescue Committee Irc 405 Urban St. Unit #400 CO 09/2016 06/2017
Community Enterprise Development Services Aurora CO 01/2015 09/2016
Schwab Wealth Advisory Inc Lone Tree CO 07/2021 Present
Charles Schwab & Co., Inc.. Lone Tree CO 07/2021 Present
Unemployed Aurora CO 12/2020 06/2021
  • 07/2017 → 12/2020
    Tiaa
    Denver, CO
  • 07/2017 → 12/2020
    Tiaa-Cref Individual & Institutional Services, Llc
    Denver, CO
  • 09/2016 → 06/2017
    International Rescue Committee Irc
    405 Urban St. Unit #400, CO
  • 01/2015 → 09/2016
    Community Enterprise Development Services
    Aurora, CO
  • 07/2021 → Present
    Lone Tree, CO
  • 07/2021 → Present
    Charles Schwab & Co., Inc..
    Lone Tree, CO
  • 12/2020 → 06/2021
    Unemployed
    Aurora, CO
Other Businesses

1) Tigray Communities Forum | Investment Related:No|4039 Paloverde Dr NW|Kennesaw|GA|30144|USA|Nonprofit Charitable Organizations|Board Member|12/1/2025|Less than 20|0|Board Member - No Financial Services or Investment related responsibilities

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-21
S63 Uniform Securities Agent State Law Examination 2017-09-23
  • S66 Uniform Combined State Law Examination
    2021-10-21
  • S63 Uniform Securities Agent State Law Examination
    2017-09-23

View on SEC IAPD

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