Stephen Peter Cain

55 East 52Nd Street 18Th Floor, New York, NY 10055 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2022-08-09
TX	RA	APPROVED_RES	2021-06-12
NY	RA	APPROVED	2021-03-29

Branch Locations

55 East 52Nd Street 18Th Floor, New York, NY 10055 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Wayne	NJ	06/2017	06/2019
The College Of New Jersey	Ewing Township	NJ	08/2013	05/2017
Strawberry Marketing Partners	Orlando	FL	07/2016	07/2017
Bbr Partners	New York	NY	06/2019	Present

06/2017 → 06/2019

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wayne, NJ
08/2013 → 05/2017

The College Of New Jersey

Ewing Township, NJ
07/2016 → 07/2017

Strawberry Marketing Partners

Orlando, FL
06/2019 → Present

Bbr Partners

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-10-05