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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-29
CA RA APPROVED 2025-04-03
  • TX RA
    APPROVED_RES
    Since 2025-04-29
  • CA RA
    APPROVED
    Since 2025-04-03

Branch Locations

12830 El Camino Real, San Diego, CA 92130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
San Diego County Soccer Referee Association San Diego CA 01/2011 01/2022
Bank Of America Merrill Lynch Rancho Santa Fe CA 06/2017 09/2017
Neuberger Berman New York NY 06/2018 07/2018
Bank Of America New York NY 06/2019 08/2019
Stanford University Stanford CA 09/2015 04/2020
Neuberger Berman New York NY 01/2022 01/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego CA 03/2025 Present
Bank Of America, N.A San Diego CA 04/2025 Present
  • 01/2011 → 01/2022
    San Diego County Soccer Referee Association
    San Diego, CA
  • 06/2017 → 09/2017
    Bank Of America Merrill Lynch
    Rancho Santa Fe, CA
  • 06/2018 → 07/2018
    Neuberger Berman
    New York, NY
  • 06/2019 → 08/2019
    Bank Of America
    New York, NY
  • 09/2015 → 04/2020
    Stanford University
    Stanford, CA
  • 01/2022 → 01/2025
    Neuberger Berman
    New York, NY
  • 03/2025 → Present
    San Diego, CA
  • 04/2025 → Present
    Bank Of America, N.A
    San Diego, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-06
  • S66 Uniform Combined State Law Examination
    2022-08-06
Other Names
  • Daniel Cohn
  • Daniel Roy Cohn

View on SEC IAPD

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