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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-02-18 |
| TX | RA | APPROVED_RES | 2021-08-16 |
| NY | RA | APPROVED | 2021-06-16 |
| CT | RA | APPROVED | 2019-11-01 |
Branch Locations
One Penn Plaza 43Rd Floor, New York, NY 10119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 06/2017 | 02/2019 |
| Riehm Plumbing | Bronx | NY | 06/2013 | 06/2017 |
| Massmutual Financial Group | Secaucus | NJ | 09/2016 | 05/2017 |
| Rutgers University | New Brunswick | NJ | 09/2013 | 05/2017 |
| Bank Of America, N.A. | New York | NY | 02/2018 | 02/2019 |
| Morgan Stanley Smith Barney Llc | New York | NY | 10/2019 | Present |
| Riehm Plumbing | Bronx | NY | 04/2019 | 10/2019 |
*560366 - 8th Street Tavern; Investment related: No; Hoboken, New Jersey; Restaurant/Bar/Nightclub; Employee (proprietor, partner, officer, director, employee, trustee, agent); 07/2023; During business hours: 0; After business hours: 80; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-27 |
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