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Kerry Generose Carroll

Ubs Financial Services Inc.

Boston, MA

Charlestown, MA

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2019-12-10
  • ME RA
    APPROVED
    Since 2019-12-10

Branch Locations

One Post Office Square 35Th Floor, Boston, MA 02109 • United States

Charlestown, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Boston MA 02/2019 Present
Bank Of America Milton MA 06/2017 02/2019
Retail Solutions Inc (Rsi) Providence RI 09/2016 04/2017
Providence College - Mcphail's Providence RI 10/2013 12/2016
Ashley's Ice Cream Hamden CT 03/2012 05/2017
Providence College Providence RI 09/2013 05/2017
  • 02/2019 → Present
    Ubs Financial Services Inc
    Boston, MA
  • 06/2017 → 02/2019
    Bank Of America
    Milton, MA
  • 09/2016 → 04/2017
    Retail Solutions Inc (Rsi)
    Providence, RI
  • 10/2013 → 12/2016
    Providence College - Mcphail's
    Providence, RI
  • 03/2012 → 05/2017
    Ashley's Ice Cream
    Hamden, CT
  • 09/2013 → 05/2017
    Providence College
    Providence, RI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-10
  • S66 Uniform Combined State Law Examination
    2019-12-10
Other Names
  • Kerry Smith
  • Kerry Generose Smith

View on SEC IAPD

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Other Investors

JOHN KENNEDY
JOSHUA WEBSTER JONES
STEPHEN ELLSWORTH JOHNSON
CHRISTOPHER MICHAEL HAGAN
ALDEN Wakefield WITMAN
JEFFREY ABRAHAM BESHANSKY
Holly A Dumlupinar
Andrew Joseph Busa

Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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