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Grace Kathleen Bumpus

Rbc Capital Markets, LLC

Boston, MA

Boston, MA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-01-08
  • CT RA
    APPROVED
    Since 2025-01-08

Branch Locations

53 State Street Suite 3600, Boston, MA 02109-1875 • United States

Boston, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Putnam Investment Management Andover MA 09/2018 12/2024
Unemployed Naperville IL 05/2018 09/2018
Boston College Chestnut Hill MA 09/2017 05/2018
Boston College Chestnut Hill MA 09/2017 05/2018
Putnam Investments Andover MA 06/2017 08/2017
Boston College Chestnut Hill MA 08/2016 05/2017
Franklin Templeton Companies, Llc Boston MA 02/2024 12/2024
Franklin Distributors, Llc Boston MA 07/2024 12/2024
Putnam Retail Management Boston MA 09/2018 07/2024
Rbc Capital Markets, Llc Boston MA 01/2025 Present
  • 09/2018 → 12/2024
    Putnam Investment Management
    Andover, MA
  • 05/2018 → 09/2018
    Unemployed
    Naperville, IL
  • 09/2017 → 05/2018
    Boston College
    Chestnut Hill, MA
  • 09/2017 → 05/2018
    Boston College
    Chestnut Hill, MA
  • 06/2017 → 08/2017
    Putnam Investments
    Andover, MA
  • 08/2016 → 05/2017
    Boston College
    Chestnut Hill, MA
  • 02/2024 → 12/2024
    Franklin Templeton Companies, Llc
    Boston, MA
  • 07/2024 → 12/2024
    Franklin Distributors, Llc
    Boston, MA
  • 09/2018 → 07/2024
    Putnam Retail Management
    Boston, MA
  • 01/2025 → Present
    Rbc Capital Markets, Llc
    Boston, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-02-26
  • S66 Uniform Combined State Law Examination
    2019-02-26
Designations

View on SEC IAPD

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ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
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