Best Investors Account Sign in

Mingjie Xu

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

Playa Vista, CA

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-09-14
CA RA APPROVED 2019-04-30
  • TX RA
    APPROVED_RES
    Since 2022-09-14
  • CA RA
    APPROVED
    Since 2019-04-30

Branch Locations

2049 Century Park E, Los Angeles, CA 90067 • United States

Playa Vista, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Century City CA 03/2018 Present
Lpl Financial Manhattan Beach CA 06/2017 03/2018
Pepperdine University Malibu CA 01/2017 12/2017
Unemployed Los Angeles CA 11/2015 12/2016
Crimson Leaf Capital Manhattan Beach CA 01/2018 03/2018
Bank Of America, N.A. Century City CA 02/2019 Present
  • 03/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Century City, CA
  • 06/2017 → 03/2018
    Lpl Financial
    Manhattan Beach, CA
  • 01/2017 → 12/2017
    Pepperdine University
    Malibu, CA
  • 11/2015 → 12/2016
    Unemployed
    Los Angeles, CA
  • 01/2018 → 03/2018
    Crimson Leaf Capital
    Manhattan Beach, CA
  • 02/2019 → Present
    Bank Of America, N.A.
    Century City, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-29
  • S66 Uniform Combined State Law Examination
    2019-04-29

View on SEC IAPD

Other Firms

POST ADVISORY GROUP, LLC
WESTMOUNT PARTNERS, LLC
GIDEON CAPITAL, LLC
TLG ADVISORS, INC.
NORTHERN TRUST SECURITIES, INC.
NUVEEN ASSET MANAGEMENT, LLC
WEALTHSPIRE RETIREMENT ADVISORY
SITRIN CAPITAL MANAGEMENT, LLC

Other Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA
NUVEEN ASSET MANAGEMENT, LLC · LOS ANGELES, CA

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor