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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-09-11
IL RA APPROVED 2023-09-09
  • TN RA
    APPROVED
    Since 2023-09-11
  • IL RA
    APPROVED
    Since 2023-09-09

Branch Locations

5000 Meridian Blvd Suite 500, Franklin, TN 37067 • United States

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 06/2017 01/2019
Alliance Sport Marketing Nashville TN 01/2017 05/2017
Unemployed Na TN 03/2016 01/2017
Jackson National Life Distributors Llc Franklin TN 03/2019 05/2023
First Trust Portfolios L.P. Wheaton IL 05/2023 Present
First Trust Advisors L.P. Wheaton IL 05/2023 Present
  • 06/2017 → 01/2019
    St Louis, MO
  • 01/2017 → 05/2017
    Alliance Sport Marketing
    Nashville, TN
  • 03/2016 → 01/2017
    Unemployed
    Na, TN
  • 03/2019 → 05/2023
    Jackson National Life Distributors Llc
    Franklin, TN
  • 05/2023 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 05/2023 → Present
    Wheaton, IL
Previous Registrations
  • 2017-11-08 → 2019-01-31
    Brentwood, TN
    St Louis, MO
    Franklin, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-09-08
S66 Uniform Combined State Law Examination 2017-11-07
  • S65 Uniform Investment Adviser Law Examination
    2023-09-08
  • S66 Uniform Combined State Law Examination
    2017-11-07

View on SEC IAPD

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