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120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-09-11 |
| IL | RA | APPROVED | 2023-09-09 |
Branch Locations
5000 Meridian Blvd Suite 500, Franklin, TN 37067 • United States
120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 06/2017 | 01/2019 |
| Alliance Sport Marketing | Nashville | TN | 01/2017 | 05/2017 |
| Unemployed | Na | TN | 03/2016 | 01/2017 |
| Jackson National Life Distributors Llc | Franklin | TN | 03/2019 | 05/2023 |
| First Trust Portfolios L.P. | Wheaton | IL | 05/2023 | Present |
| First Trust Advisors L.P. | Wheaton | IL | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-09-08 |
| S66 | Uniform Combined State Law Examination | 2017-11-07 |
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