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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-03
TX RA APPROVED_RES 2026-03-03
NJ RA APPROVED 2023-02-23
NY RA APPROVED 2023-02-23
  • FL RA
    APPROVED
    Since 2026-03-03
  • TX RA
    APPROVED_RES
    Since 2026-03-03
  • NJ RA
    APPROVED
    Since 2023-02-23
  • NY RA
    APPROVED
    Since 2023-02-23

Branch Locations

3835 Pga Blvd. Suite 701, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Siena College Loudonville NY 08/2013 05/2017
Stifel, Nicolaus & Company, Incorporated Palm Beach Gardens FL 06/2017 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-22
S63 Uniform Securities Agent State Law Examination 2018-07-09
  • S65 Uniform Investment Adviser Law Examination
    2023-02-22
  • S63 Uniform Securities Agent State Law Examination
    2018-07-09

View on SEC IAPD

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