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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-19 |
| WA | RA | APPROVED | 2023-06-29 |
Branch Locations
2018 156Th Ave Ne, Suite 100, Bellevue, WA 98007 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Swedish Hospital | Seattle | WA | 08/2016 | 06/2017 |
| Voya Financial Advisors | Bellevue | WA | 07/2017 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
1. NAME OF ENTITY:SWEDISH HOSPITAL; No; 747 BROADWAY; SEATTLE; WA; 98122; NON-PROFIT ORGANIZATION; COORDINATOR; 6/7/2017; 5; 0; ASSIST IN COORDINATING AND PLANNING COMMUNITY EVENTS.| 2. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 10655 NE 4TH ST STE 300; BELLEVUE; WA; 98006; FIXED INSURANCE; INDEPENDENT INSURANCE AGENT; 7/6/2017; 160; 160; SALE OF FIXED INSURANCE PRODUCTS.| 3. NAME OF ENTITY: Helping with a Book version update as a co-author; Yes; 8404 128th Ave SE; Newcastle; WA; 98056; Co-author with two other authors on a book.; Consultant; 3/8/2021; 5; 0; Review, collaborate and make recommendations on chapter 3. That chapter is titled â??Itâ??s never too late to saveâ?. A major part of my contributions will be charting & writing chapter 3.| 4. NAME OF OTHER BUSINESS: WESTSTAR PROSPERITY PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES DBA; START DATE: 06/2021; POSITION/TITLE/RELATIONSHIP: IAR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES; 5. NAME OF OTHER BUSINESS: FITCH FINANCIAL LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: TAX ENTITY; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: OWNER/MANAGING MEMBER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LLC FOR TAX PURPOSES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-17 |
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