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53 State Street 28Th Floor, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-11-09 |
| NH | RA | APPROVED | 2023-10-25 |
| IL | RA | APPROVED | 2023-08-11 |
| VT | RA | APPROVED | 2023-06-28 |
| CT | RA | APPROVED | 2023-06-27 |
| ME | RA | APPROVED | 2023-06-27 |
| NY | RA | APPROVED | 2023-06-27 |
| RI | RA | APPROVED | 2023-06-27 |
| MA | RA | APPROVED | 2022-11-29 |
Branch Locations
53 State Street 28Th Floor, Boston, MA 02109 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Viera On Main | Chatham | MA | 06/2026 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Orleans | MA | 07/2017 | 02/2020 |
| Bank Of America | Orleans | MA | 11/2015 | 07/2017 |
| Rock Harbor Grill | Orleans | MA | 06/2012 | Present |
| Svb Investment Services Inc. | Boston | MA | 09/2022 | 12/2023 |
| The Chatham Cut | Chatham | MA | 08/2022 | 01/2025 |
| Svb Wealth Llc | Boston | MA | 10/2022 | Present |
| Santander Bank | Orleans | MA | 05/2020 | 07/2022 |
| First Citizens Investor Services | Raleigh | NC | 11/2023 | Present |
FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION the name of the other business: Viera on Main whether the business is investment-related N the address of the other business; 593 Main St, Chatham MA 02633 the nature of the other business; restaurant your position; server title, or relationship with the other business; employee the start date of your relationship; 06/01/2026 the approximate number of hours/month you devote to the other business; 15 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; restaurant server FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION the name of the other business: Rock Harbor Grill INC whether the business is investment-related N the address of the other business; 18 Old Colony Way, Orleans MA 02653 the nature of the other business; restaurant your position; server title, or relationship with the other business; employee the start date of your relationship; 06/21/2013 the approximate number of hours/month you devote to the other business; 25 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; restaurant server SVB Wealth LLC-Investment Related-Investment Advisor Representative; Boston, MA.; Wealth Advisory; Position is Private Wealth Advisor; Started 10/2022; FTE employee; Provide wealth management advise to SVBW clients.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-07-03 |
| S65 | Uniform Investment Adviser Law Examination | 2022-11-28 |
| S66 | Uniform Combined State Law Examination | 2017-11-13 |
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