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240 Greenwich Street 9Th Floor East, New York, NY 10286-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-01-02 |
Branch Locations
240 Greenwich Street, New York, NY 10286 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany | NY | 06/2017 | 10/2017 |
| Mcadam Llc | Boston | MA | 06/2017 | 10/2017 |
| Bates College | Lewiston | ME | 09/2013 | 05/2017 |
| Bates College | Lewiston | ME | 09/2016 | 12/2016 |
| Bates College | Lewiston | ME | 01/2017 | 04/2017 |
| Bates College | Lewiston | ME | 05/2017 | 06/2017 |
| Columbia Management Investment Distributors, Inc. | Boston | MA | 09/2018 | 07/2025 |
| Columbia Management Investment Advisers, Llc | Boston | MA | 09/2018 | 07/2025 |
| Rsa Builds | Carlisle | MA | 10/2017 | 11/2017 |
| Bny Mellon | Everett | MA | 11/2017 | 09/2018 |
| Bny Mellon Securities Corporation | Boston | MA | 07/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-17 |
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