Nicholas J Costanza

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-02-04

NY RA
APPROVED

Since 2025-02-04

Branch Locations

445 Broadhollow Road Suite 405, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Ayco Company Lp	Latham	NY	10/2016	07/2018
University Of Albany	Albany	NY	09/2013	05/2017
Wells Fargo Clearing Services Llc	Garden City	NY	07/2018	07/2019
Morgan Stanley	New York	NY	07/2019	10/2023
Morgan Stanley Private Bank, N.A.	New York	NY	07/2019	10/2023
Lpl Enterprise Llc	Melville	NY	02/2025	Present
Suffolk County Police Department	Yaphank	NY	10/2023	Present

10/2016 → 07/2018

The Ayco Company Lp

Latham, NY
09/2013 → 05/2017

University Of Albany

Albany, NY
07/2018 → 07/2019

Wells Fargo Clearing Services Llc

Garden City, NY
07/2019 → 10/2023

Morgan Stanley

New York, NY
07/2019 → 10/2023

Morgan Stanley Private Bank, N.A.

New York, NY
02/2025 → Present

Lpl Enterprise Llc

Melville, NY
10/2023 → Present

Suffolk County Police Department

Yaphank, NY

Previous Registrations

2019-08-07 → 2023-10-04

Morgan Stanley

Melville, NY

New York, NY

Other Businesses

1. 01/23/2025 - Suffolk County Police Department - Outside/W-2 Employment - Yaphank, Ny - Start Date 10/02/2023 - 140hrs/MTH (30hrs/MTH during trading)

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-08-07
S63	Uniform Securities Agent State Law Examination	2017-09-13

S66 Uniform Combined State Law Examination

2019-08-07
S63 Uniform Securities Agent State Law Examination

2017-09-13

Designations

Other Names

Nicholas Costanza
Nicholas John Costanza

View on SEC IAPD