Carson Mcbee Buell

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-05-03

TX RA
APPROVED

Since 2024-05-03

Branch Locations

5420 Lyndon B Johnson 2 Lincoln Centre # 1300, Dallas, TX 75240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wunderlich Securities, Inc.	Memphis	TN	06/2016	09/2016
B.RIley Wealth Management	Memphis	TN	05/2018	05/2024
Rolling College	Orlando	FL	09/2016	06/2017
Wunderlich Securities, Inc.	Memphis	TN	06/2017	08/2017
Rolling College	Orlando	FL	09/2017	05/2018
B. Riley Wealth Advisors, Inc.	Memphis	TN	07/2022	05/2024
Northwestern Mutual Investment Services Llc	Dallas	TX	05/2024	Present
Northwestern Mutual Life Insurance Company	Milwaukee	WI	05/2024	Present
Northwestern Mutual Wealth Management Company	Milwaukee	WI	05/2024	Present

06/2016 → 09/2016

Wunderlich Securities, Inc.

Memphis, TN
05/2018 → 05/2024

B.RIley Wealth Management

Memphis, TN
09/2016 → 06/2017

Rolling College

Orlando, FL
06/2017 → 08/2017

Wunderlich Securities, Inc.

Memphis, TN
09/2017 → 05/2018

Rolling College

Orlando, FL
07/2022 → 05/2024

B. Riley Wealth Advisors, Inc.

Memphis, TN
05/2024 → Present

Northwestern Mutual Investment Services Llc

Dallas, TX
05/2024 → Present

Northwestern Mutual Life Insurance Company

Milwaukee, WI
05/2024 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI

Previous Registrations

2022-08-25 → 2024-05-06

B. Riley Wealth Advisors, Inc.

Dallas, TX
2018-10-02 → 2022-12-31

B. Riley Wealth Management

Dallas, TX

Other Businesses

1.Snider Plaza Partners, LLC; Non-investment related; 3838 Oak Lawn Ave. Suite 1350 Dallas, TX 75219; Restaurant/Hospitality; I will have no responsibility in the management of this project; Start date 1/2023; 0HRS/month devoted. 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, NON INVESTMENT RELATED

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-10-02

S66 Uniform Combined State Law Examination

2018-10-02

View on SEC IAPD