Best Investors Account Sign in

Andrew Mo

Hsbc Securities (Usa) Inc.

San Francisco, CA

Danville, CA

Claim This Profile
Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2026-04-14
ND RA APPROVED 2026-04-07
VI RA APPROVED 2026-04-01
AK RA APPROVED 2026-03-27
MT RA APPROVED 2026-03-26
NE RA APPROVED 2026-03-26
NC RA APPROVED 2026-03-23
AL RA APPROVED 2026-03-19
GA RA APPROVED 2026-03-19
IA RA APPROVED 2026-03-19
NM RA APPROVED 2026-03-19
DE RA APPROVED 2026-03-18
KS RA APPROVED 2026-03-18
LA RA APPROVED 2026-03-18
ME RA APPROVED 2026-03-18
MN RA APPROVED 2026-03-18
TX RA APPROVED 2026-03-18
UT RA APPROVED 2026-03-18
DC RA APPROVED 2025-08-18
MD RA APPROVED 2025-07-30
WA RA APPROVED 2025-03-10
CA RA APPROVED 2024-08-14
  • PR RA
    APPROVED
    Since 2026-04-14
  • ND RA
    APPROVED
    Since 2026-04-07
  • VI RA
    APPROVED
    Since 2026-04-01
  • AK RA
    APPROVED
    Since 2026-03-27
  • MT RA
    APPROVED
    Since 2026-03-26
  • NE RA
    APPROVED
    Since 2026-03-26
  • NC RA
    APPROVED
    Since 2026-03-23
  • AL RA
    APPROVED
    Since 2026-03-19
  • GA RA
    APPROVED
    Since 2026-03-19
  • IA RA
    APPROVED
    Since 2026-03-19
  • NM RA
    APPROVED
    Since 2026-03-19
  • DE RA
    APPROVED
    Since 2026-03-18
  • KS RA
    APPROVED
    Since 2026-03-18
  • LA RA
    APPROVED
    Since 2026-03-18
  • ME RA
    APPROVED
    Since 2026-03-18
  • MN RA
    APPROVED
    Since 2026-03-18
  • TX RA
    APPROVED
    Since 2026-03-18
  • UT RA
    APPROVED
    Since 2026-03-18
  • DC RA
    APPROVED
    Since 2025-08-18
  • MD RA
    APPROVED
    Since 2025-07-30
  • WA RA
    APPROVED
    Since 2025-03-10
  • CA RA
    APPROVED
    Since 2024-08-14

Branch Locations

One Embarcadero Center 34Th Floor, San Francisco, CA 94111 • United States

Danville, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alliance Bernstein San Francisco CA 06/2017 11/2017
Bny Mellon San Francisco CA 08/2015 05/2017
Svb Wealth Advisory Menlo Park CA 12/2017 09/2020
Iconiq Capital San Francisco CA 09/2020 12/2021
Hsbc Bank Usa, N.A. San Francisco CA 01/2022 06/2023
Hsbc Securities (Usa) Inc. San Francisco CA 01/2022 06/2023
East West Bank Palo Alto CA 07/2023 05/2024
Cetera Investment Services Llc St Cloud MN 07/2023 05/2024
Cetera Investment Advisers Llc Palo Alto CA 07/2023 05/2024
Hsbc Bank Usa, N.A. San Francisco CA 08/2024 Present
Hsbc Securities (Usa) Inc. San Francisco CA 08/2024 Present
  • 06/2017 → 11/2017
    Alliance Bernstein
    San Francisco, CA
  • 08/2015 → 05/2017
    Bny Mellon
    San Francisco, CA
  • 12/2017 → 09/2020
    Svb Wealth Advisory
    Menlo Park, CA
  • 09/2020 → 12/2021
    Iconiq Capital
    San Francisco, CA
  • 01/2022 → 06/2023
    Hsbc Bank Usa, N.A.
    San Francisco, CA
  • 01/2022 → 06/2023
    Hsbc Securities (Usa) Inc.
    San Francisco, CA
  • 07/2023 → 05/2024
    East West Bank
    Palo Alto, CA
  • 07/2023 → 05/2024
    Cetera Investment Services Llc
    St Cloud, MN
  • 07/2023 → 05/2024
    Cetera Investment Advisers Llc
    Palo Alto, CA
  • 08/2024 → Present
    Hsbc Bank Usa, N.A.
    San Francisco, CA
  • 08/2024 → Present
    Hsbc Securities (Usa) Inc.
    San Francisco, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-08-13
S65 Uniform Investment Adviser Law Examination 2018-07-02
  • S63 Uniform Securities Agent State Law Examination
    2020-08-13
  • S65 Uniform Investment Adviser Law Examination
    2018-07-02
Other Names
  • Andrew Mo
  • Andrew Han-Bon Mo
  • Andrew Han - Bon Mo

View on SEC IAPD

Other Firms

FORT POINT CAPITAL PARTNERS LLC
DIVISAR CAPITAL MANAGEMENT, LLC
CHARLES SCHWAB & CO., INC.
1SHARPE CAPITAL LLC
RBC SECURITIES, INC
STRATEGIC ADVISERS LLC
VALEAS CAPITAL PARTNERS
ZENTARA EXCHANGE LTD

Other Investors

TIMOTHY TODD MCDOWELL
JOHN HUGH MCDEVITT
JOSEPH WADE PITTS
MARK ALLAN ANDERSON
RALPH MELVILLE DRYBROUGH
PAUL ROBERT TOUCHSTONE
Jacob David Mahoney
ROBIN TICKNOR BRINCKERHOFF

Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

More in San Francisco, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor