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Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-08-31
  • CA RA
    APPROVED
    Since 2018-08-31

Branch Locations

4000 Macarthur Blvd 10Th Floor, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Irvine CA 04/2017 01/2021
The Ayco Company, L.P. Irvine CA 01/2017 04/2017
Financial Partners Credit Union Downey CA 10/2016 12/2016
Unemployed Rancho Palos Verdes CA 07/2016 10/2016
Goldman Sachs & Co. Llc Irvine CA 01/2021 Present
  • 04/2017 → 01/2021
    The Ayco Company, L.P./Mercer Allied
    Irvine, CA
  • 01/2017 → 04/2017
    The Ayco Company, L.P.
    Irvine, CA
  • 10/2016 → 12/2016
    Financial Partners Credit Union
    Downey, CA
  • 07/2016 → 10/2016
    Unemployed
    Rancho Palos Verdes, CA
  • 01/2021 → Present
    Goldman Sachs & Co. Llc
    Irvine, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-30
  • S66 Uniform Combined State Law Examination
    2018-08-30

View on SEC IAPD

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