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Irving, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-08-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Potential Investments, Ltd. Co | Farmers Branch | TX | 11/2009 | Present |
| Potential Wealth Management, Llc | Farmers Branch | TX | 06/2016 | Present |
Potential Investments, Ltd. Co.; Not investment related; 2695 Villa Creek Dr Ste. B115, Farmers Branch, TX 75234; Personal real estate investments for firm's management persons; General Counsel; Start Date: 05/2009; 20 hrs/mo; 20 hrs/mo during trading hours; Tax planning, accounting, contracts and overseeing operations.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-07 |
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