Sean Michael Travis

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Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-12-04
NC	RA	APPROVED	2017-08-28

TX RA
APPROVED

Since 2025-12-04
NC RA
APPROVED

Since 2017-08-28

Branch Locations

19600 W Catawba Avenue Suite B102, Cornelius, NC 28031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	07/2017	Present
Compass Group	Charlotte	NC	05/2016	05/2017

07/2017 → Present

Edward Jones

St Louis, MO
05/2016 → 05/2017

Compass Group

Charlotte, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-08-26

S66 Uniform Combined State Law Examination

2017-08-26

Designations

View on SEC IAPD

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