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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-06-14 |
Branch Locations
275 Wyman Street, Ste. 400, Waltham, MA 02451 • UNITED STATES
Arlington, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| State University Of New York | Oswego | NY | 08/2013 | 05/2017 |
| Commonwealth Financial Network | Waltham | MA | 06/2017 | 10/2019 |
| Commonwealth Financial Network | Waltham | MA | 10/2019 | 10/2021 |
| Commonwealth Financial Network | Waltham | MA | 10/2021 | 08/2022 |
| Canaccord Genuity Llc | Boston | MA | 08/2022 | 05/2023 |
| Commonwealth Financial Network | Waltham | MA | 05/2023 | Present |
Dog Sitting & Walker as a sole proprietor; Located in Arlington, MA, as of 2/05/2024; 0% of time spent during business hours; Not conducted at branch location; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-01 |
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