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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-19
CA RA APPROVED 2018-05-16
TX RA APPROVED 2018-04-30
CT RA APPROVED 2018-04-27
  • NY RA
    APPROVED
    Since 2021-04-19
  • CA RA
    APPROVED
    Since 2018-05-16
  • TX RA
    APPROVED
    Since 2018-04-30
  • CT RA
    APPROVED
    Since 2018-04-27

Branch Locations

555 California St, San Francisco, CA 94104 • United States

One Bryant Park Pbig - New York, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 06/2017 Present
Saint Joseph's University Philadelphia PA 07/2013 05/2017
Bank Of America N.A. New York NY 10/2023 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-26
  • S66 Uniform Combined State Law Examination
    2018-04-26
Other Names
  • Brendan Gallagher

View on SEC IAPD

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