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Lee Alan Abbey

Tiaa-Cref Individual & Institutional Services, LLC

Durham, NC

Apex, NC

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-26
AL RA APPROVED 2026-01-23
VT RA APPROVED 2026-01-23
NC RA APPROVED 2022-08-26
  • TX RA
    APPROVED_RES
    Since 2026-01-26
  • AL RA
    APPROVED
    Since 2026-01-23
  • VT RA
    APPROVED
    Since 2026-01-23
  • NC RA
    APPROVED
    Since 2022-08-26

Branch Locations

5425 Page Road Suite 220, Durham, NC 27703 • United States

Apex, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Apex NC 07/2017 Present
Tiaa Apex NC 10/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-26
S63 Uniform Securities Agent State Law Examination 2017-08-21
  • S66 Uniform Combined State Law Examination
    2022-08-26
  • S63 Uniform Securities Agent State Law Examination
    2017-08-21
Other Names
  • Lee A. Abbey
  • Lee Abbey

View on SEC IAPD

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