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Eric Daniel Lee

Morgan Stanley

San Francisco, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-02
CA RA APPROVED 2023-09-05
  • TX RA
    APPROVED_RES
    Since 2023-10-02
  • CA RA
    APPROVED
    Since 2023-09-05

Branch Locations

221 Main Street Suite 1340, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial San Jose CA 05/2017 08/2017
Chico State University Chico CA 08/2014 05/2018
Axa Advisors, Llc New York NY 06/2018 08/2019
E*Trade Securities Llc Cupertino CA 08/2019 09/2023
E*Trade Capital Management Llc Cupertino CA 08/2019 09/2023
Morgan Stanley Smith Barney Llc San Francisco CA 03/2023 Present
  • 05/2017 → 08/2017
    Foresters Financial
    San Jose, CA
  • 08/2014 → 05/2018
    Chico State University
    Chico, CA
  • 06/2018 → 08/2019
    Axa Advisors, Llc
    New York, NY
  • 08/2019 → 09/2023
    E*Trade Securities Llc
    Cupertino, CA
  • 08/2019 → 09/2023
    E*Trade Capital Management Llc
    Cupertino, CA
  • 03/2023 → Present
    Morgan Stanley Smith Barney Llc
    San Francisco, CA
Previous Registrations
  • 2019-08-26 → 2023-09-05
    Harrisdirect Llc
    Cupertino, CA
    Arlington, VA
    Cupertino, CA
  • 2018-08-17 → 2019-09-03
    Equitable Advisors, Llc
    San Jose, CA
    San Francisco, CA
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-26
  • S66 Uniform Combined State Law Examination
    2018-07-26

View on SEC IAPD

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1SHARPE CAPITAL LLC
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STRATEGIC ADVISERS LLC
VALEAS CAPITAL PARTNERS
ZENTARA EXCHANGE LTD

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JOHN HUGH MCDEVITT
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MARK ALLAN ANDERSON
RALPH MELVILLE DRYBROUGH
PAUL ROBERT TOUCHSTONE
Jacob David Mahoney
ROBIN TICKNOR BRINCKERHOFF

Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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