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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-08-20
  • VA RA
    APPROVED
    Since 2021-08-20

Branch Locations

3901 Westerre Pkwy Ste 300, Richmond, VA 23233 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Wealth Management Washington DC 03/2020 07/2021
Deloitte And Touche Llp Arlingotn VA 07/2018 09/2019
Student Harrisonburg VA 08/2017 07/2018
Etrade Financial Corporation Arlington VA 06/2017 08/2017
Student Harrisonburg VA 08/2016 06/2017
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2021 Present
Northwestern Mutual Investment Services Llc Richmond VA 08/2021 Present
Deloitte Transaction And Business Analytics Llp Arlington VA 09/2019 03/2020
Northwestern Mutual Wealth Management Company Milwaukee WI 12/2021 Present
  • 03/2020 → 07/2021
    Merrill Lynch Wealth Management
    Washington, DC
  • 07/2018 → 09/2019
    Deloitte And Touche Llp
    Arlingotn, VA
  • 08/2017 → 07/2018
    Student
    Harrisonburg, VA
  • 06/2017 → 08/2017
    Etrade Financial Corporation
    Arlington, VA
  • 08/2016 → 06/2017
    Student
    Harrisonburg, VA
  • 08/2021 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2021 → Present
    Richmond, VA
  • 09/2019 → 03/2020
    Deloitte Transaction And Business Analytics Llp
    Arlington, VA
  • 12/2021 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 2. OWNER, ATD HOLDINGS, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 7/30/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, INVESTMENT RELATED. 3. OWNER, LW HOLDING COMPANY, LLC, LEGAL ENTITY, START DATE: 07/30/2026, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-07
  • S66 Uniform Combined State Law Examination
    2021-01-07
Other Names
  • William Hodges
  • William Curtis Hodges

View on SEC IAPD

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