Benjamin Andrew Lope

Current Employers

New Edge Wealth

2200 Atlantic Street Suite 200, Stamford, CT 06902 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-01-03
CT	RA	APPROVED	2020-12-14

TX RA
APPROVED_RES

Since 2024-01-03
CT RA
APPROVED

Since 2020-12-14

Branch Locations

2200 Atlantic Street 2Nd Floor, Stamford, CT 06902 • United States

2200 Atlantic Street Suite 200, Stamford, CT 06902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs	Weehawken	NJ	05/2018	12/2020
The Pennsylvania State University	University Park	PA	08/2017	05/2018
Ubs	New York	NY	06/2017	08/2017
The Pennsylvania State University	University Park	PA	08/2016	05/2017
Newedge Securities, Inc	Stamford	CT	12/2020	Present
New Edge Wealth	Stamford	CT	12/2020	Present

05/2018 → 12/2020

Ubs

Weehawken, NJ
08/2017 → 05/2018

The Pennsylvania State University

University Park, PA
06/2017 → 08/2017

Ubs

New York, NY
08/2016 → 05/2017

The Pennsylvania State University

University Park, PA
12/2020 → Present

Newedge Securities, Inc

Stamford, CT
12/2020 → Present

New Edge Wealth

Stamford, CT

Previous Registrations

2018-09-04 → 2020-12-22

Ubs Financial Services Inc.

Weehawken, NJ

Other Businesses

1)NEW EDGE WEALTH, LLC~INVESTMENT RELATED~DARIEN, CONNECTICUT, 06820~ANALYST~DECEMBER 2020~80HRS PER MONTH~80HRS PER MONTH DURING MARKET~FINANCIAL SERVICES TO HIGH NET WORTH INDIVIDUALS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-09-04

S66 Uniform Combined State Law Examination

2018-09-04

View on SEC IAPD