Blair John Sweeney

Current Employers

Raymond James (Usa) Ltd.

2100-925 West Georgia Street, Vancouver V6C3L2 • Canada

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-08-26

CA RA
APPROVED

Since 2024-08-26

Branch Locations

Regina, Saskatchewan • Canada

100 - 2631 28Th Avenue, Regina, Sk S4S 6X3 • Canada

925 West Georgia St Suite 2100-A, Vancouver V6C 3L2 • Canada

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	From	To
Bmo Nesbitt Burns	Regina	11/1999	11/2017
Bmo Nesbitt Burns Securities Ltd	Calgary, Ab	07/2017	11/2017
Raymond James Ltd.	Regina	11/2017	Present
Raymond James (Usa) Ltd	Regina	04/2018	03/2024
Raymond James (Usa) Ltd.	Regina, Sk	07/2024	Present

11/1999 → 11/2017

Bmo Nesbitt Burns

Regina
07/2017 → 11/2017

Bmo Nesbitt Burns Securities Ltd

Calgary, Ab
11/2017 → Present

Raymond James Ltd.

Regina
04/2018 → 03/2024

Raymond James (Usa) Ltd

Regina
07/2024 → Present

Raymond James (Usa) Ltd.

Regina, Sk

Other Businesses

RAYMOND JAMES LTD ("RJL"), A REGISTERED INVESTMENT DEALER WITH CIRO, IS THE CANADIAN AFFILIATE AND PARENT COMPANY OF RAYMOND JAMES (USA) LTD. THE BUSINESS IS INVESTMENT RELATED. BLAIR SWEENEY IS LOCATED AT SUITE 202 - 2631 28TH AVENUE. REGINA, SK , S4S 6X3 AND HAS BEEN EMPLOYED SINCE NOVEMBER 17, 2017. HE IS A FULL TIME EMPLOYEE AND HIS TITLE WITH RJL IS "ASSOCIATE FINANCIAL ADVISOR". HE DEVOTES 160 HOURS A MONTH TO THIS BUSINESS DURING BUSINESS AND TRADING HOURS. THE REGISTRANT DEALS WITH RETAIL CLIENTS AND TRADES IN SECURITIES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-08-26

S65 Uniform Investment Adviser Law Examination

2024-08-26