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Thomas Edward Peguillan

Equitable Advisors, LLC

Melville, NY

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-13
  • NY RA
    APPROVED
    Since 2021-03-13

Branch Locations

395 North Service Road Suite 206, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vector Marketing Smithtown NY 05/2016 09/2016
Suny Oneonta Oneonta NY 08/2015 05/2018
Axa Advisors, Llc New York NY 06/2018 06/2020
Equitable Advisors, Llc New York NY 06/2018 Present
  • 05/2016 → 09/2016
    Vector Marketing
    Smithtown, NY
  • 08/2015 → 05/2018
    Suny Oneonta
    Oneonta, NY
  • 06/2018 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 06/2018 → Present
    Equitable Advisors, Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-11
S63 Uniform Securities Agent State Law Examination 2018-08-17
  • S65 Uniform Investment Adviser Law Examination
    2021-03-11
  • S63 Uniform Securities Agent State Law Examination
    2018-08-17
Other Names
  • Thomas Peguillan

View on SEC IAPD

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