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333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-03-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chick-Fil-A | Tallahassee | FL | 02/2016 | 11/2016 |
| The Source Hotel | Denver | CO | 07/2019 | 09/2019 |
| Keefe, Bruyette, And Woods | Atlanta | GA | 06/2017 | 08/2017 |
| Palm Beach Capital Management | West Palm Beach | FL | 12/2017 | 01/2018 |
| Healthcare Appraisers | Denver | CO | 07/2018 | 05/2019 |
| Florida State University | Tallahassee | FL | 08/2014 | 05/2018 |
| Stifel, Nicolaus & Company Incorporated | St. Louis | MO | 12/2019 | 02/2022 |
| Nuveen Securities, Llc | Chicago | IL | 02/2022 | Present |
| Nuveen Asset Management, Llc | Chicago | IL | 02/2022 | Present |
| Florida State University Campus Recreation | Tallahassee | FL | 01/2017 | 01/2019 |
| Broadtree Partners | Tallahassee | FL | 01/2018 | 04/2018 |
| Amazon | Denver | CO | 06/2019 | 07/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-14 |
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