Stephen Patrick Norris

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2019-04-08

PA RA
APPROVED

Since 2019-04-08

Branch Locations

Springfield, PA • United States

1 Belmont Avenue Ste. 1100, Bala Cynwyd, PA 19004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Integrated Financial Strategies/James Terranova	Bala Cynwyd	PA	06/2017	Present
The Glenmede Trust Company	Philadelphia	PA	02/2013	05/2017
Axa Advisors, Llc	New York	NY	07/2018	06/2020
Equitable Advisors, Llc	New York	NY	07/2018	Present

06/2017 → Present

Integrated Financial Strategies/James Terranova

Bala Cynwyd, PA
02/2013 → 05/2017

The Glenmede Trust Company

Philadelphia, PA
07/2018 → 06/2020

Axa Advisors, Llc

New York, NY
07/2018 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

(1)Integrated Financial Strategies/James Terranova, Bala Cynwyd PA 19004, Registered Sales Assistant from 06/2017 to Present, approx. 170 hrs./mo. (2) CPA (Non-practicing), Designation only. 3) DBA Integrated Financial Strategies, Inc.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-03-21

S66 Uniform Combined State Law Examination

2019-03-21