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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-14
NY RA APPROVED 2025-01-29
  • TX RA
    APPROVED
    Since 2025-02-14
  • NY RA
    APPROVED
    Since 2025-01-29

Branch Locations

300 Broadhollow Rd, Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T3 Trading Group, Llc New York NY 01/2022 09/2022
National Securities New York NY 06/2017 08/2018
Penn State State College PA 08/2015 05/2020
Unemployed Jericho NY 05/2020 01/2022
T3 Trading Group, Llc New York NY 12/2022 04/2023
B. Riley Wealth Management Memphis TN 04/2023 11/2024
B. Riley Wealth Advisors Memphis TN 06/2023 11/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Melville NY 01/2025 Present
Bank Of America, N.A. Melville NY 02/2025 Present
  • 01/2022 → 09/2022
    T3 Trading Group, Llc
    New York, NY
  • 06/2017 → 08/2018
    National Securities
    New York, NY
  • 08/2015 → 05/2020
    Penn State
    State College, PA
  • 05/2020 → 01/2022
    Unemployed
    Jericho, NY
  • 12/2022 → 04/2023
    T3 Trading Group, Llc
    New York, NY
  • 04/2023 → 11/2024
    B. Riley Wealth Management
    Memphis, TN
  • 06/2023 → 11/2024
    B. Riley Wealth Advisors
    Memphis, TN
  • 01/2025 → Present
    Melville, NY
  • 02/2025 → Present
    Bank Of America, N.A.
    Melville, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-06
  • S66 Uniform Combined State Law Examination
    2023-12-06
Other Names
  • Akash Advaney
  • Akash J Advaney

View on SEC IAPD

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