Amber Pauley

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-11-05

TX RA
APPROVED

Since 2021-11-05

Branch Locations

3301 Golden Rd, Tyler, TX 75701 • United States

6101 S Broadway Ave, Tyler, TX 75703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Tyler	TX	03/2018	01/2019
Stavros And Kelly	Austin	TX	12/2015	12/2016
Tnt Trucking	Jacksonville	TX	12/2016	03/2018
Morgan Stanley Private Bank, N.A.	New York	NY	03/2018	01/2019
Edward Jones	St. Louis	MO	04/2019	05/2019
Wealth Planning Advisors / Lincoln Investment	Fort Washington	PA	04/2020	09/2021
Unemployed	Jacksonville	TX	05/2019	08/2019
Tnt Trucking	Jacksonville	TX	08/2019	12/2019
Unemployed	Jacksonville	TX	12/2019	03/2020
Kaplan	Wauwatosa	WI	03/2020	Present
Capital Analysts	Fort Washington	PA	08/2020	09/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Tyler	TX	10/2021	Present
West Texas A&M University	Canyon	TX	08/2015	05/2017
Bank Of America, N.A.	Tyler	TX	11/2021	Present

03/2018 → 01/2019

Morgan Stanley

Tyler, TX
12/2015 → 12/2016

Stavros And Kelly

Austin, TX
12/2016 → 03/2018

Tnt Trucking

Jacksonville, TX
03/2018 → 01/2019

Morgan Stanley Private Bank, N.A.

New York, NY
04/2019 → 05/2019

Edward Jones

St. Louis, MO
04/2020 → 09/2021

Wealth Planning Advisors / Lincoln Investment

Fort Washington, PA
05/2019 → 08/2019

Unemployed

Jacksonville, TX
08/2019 → 12/2019

Tnt Trucking

Jacksonville, TX
12/2019 → 03/2020

Unemployed

Jacksonville, TX
03/2020 → Present

Kaplan

Wauwatosa, WI
08/2020 → 09/2021

Capital Analysts

Fort Washington, PA
10/2021 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Tyler, TX
08/2015 → 05/2017

West Texas A&M University

Canyon, TX
11/2021 → Present

Bank Of America, N.A.

Tyler, TX

Previous Registrations

2020-05-01 → 2021-09-29

Lincoln Investment

Fort Washington, PA

Tyler, TX
2020-09-02 → 2021-09-29

Capital Analysts

Tyler, TX
2019-04-08 → 2019-05-29

Edward Jones

Jacksonville, TX

St Louis, MO

Tyler, TX
2018-06-28 → 2019-02-01

Morgan Stanley

Tyler, TX

Other Businesses

KAPLAN POSITION: Lecturer NATURE: Teaching/tutoring INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2020 ADDRESS: Wauwatosa WI DESCRIPTION: Lecturing-Finance WEALTH PLANNING ADVISORS POSITION: Support Staff NATURE: Financial Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 140 START DATE: 03/01/2020 ADDRESS: 6725 Highlands Court, Tyler TX 75703, United States DESCRIPTION: Helping update client information DOOR DASH POSITION: Deliver NATURE: Delivery INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/07/2020 ADDRESS: N/A, N/A TX 75766, United States DESCRIPTION: Food delivery LOGISTIC THOMPSON POSITION: Vice President - Expansion of Family business Initial founder 12/2019 NATURE: Small Business - Logistics Services INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 0 START DATE: 09/14/2020 ADDRESS: 1227 County Road 3308, Jacksonville TX 75766, United States DESCRIPTION: Keeping track of accounting in quickbooks

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-06-28

S66 Uniform Combined State Law Examination

2018-06-28

Other Names

Amber Thompson
Amber D Thompson
Amber Pauley

View on SEC IAPD