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Alexander Hoffman

Empower Advisory Group, LLC

Milton, FL

Greenwood Village, CO

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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-08-22
  • FL RA
    APPROVED
    Since 2022-08-22

Branch Locations

Milton, FL • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gnc Alexandria KY 08/2016 05/2017
Northern Kentucky University Highland Heights KY 08/2013 05/2017
Fidelity Brokerage Services, Llc. Covington KY 06/2017 01/2019
U.S. Bank Fort Mitchell KY 01/2020 04/2020
U.S. Bancorp Investments, Inc. Fort Mitchell KY 04/2020 05/2021
Fifth Third Bank Florence KY 02/2019 09/2019
Unemployed Independence KY 09/2019 01/2020
Gwfs Equities, Inc Greenwood Village CO 05/2021 Present
  • 08/2016 → 05/2017
    Gnc
    Alexandria, KY
  • 08/2013 → 05/2017
    Northern Kentucky University
    Highland Heights, KY
  • 06/2017 → 01/2019
    Fidelity Brokerage Services, Llc.
    Covington, KY
  • 01/2020 → 04/2020
    U.S. Bank
    Fort Mitchell, KY
  • 04/2020 → 05/2021
    U.S. Bancorp Investments, Inc.
    Fort Mitchell, KY
  • 02/2019 → 09/2019
    Fifth Third Bank
    Florence, KY
  • 09/2019 → 01/2020
    Unemployed
    Independence, KY
  • 05/2021 → Present
    Gwfs Equities, Inc
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-30
S63 Uniform Securities Agent State Law Examination 2017-08-31
  • S66 Uniform Combined State Law Examination
    2021-06-30
  • S63 Uniform Securities Agent State Law Examination
    2017-08-31
Other Names
  • Alexander Hoffman
  • Alex Hoffman
  • Alexander Stull Hoffman

View on SEC IAPD

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CETERA INVESTMENT ADVISERS LLC
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LPL FINANCIAL LLC

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BESSANN H WATSON
RICHARD CALVIN MCCOOL
BENJAMIN David BOYD
MARGARITA VAZQUEZ
Michael Alexander Vazquez
ERIC BRANDON CABANISS
Randy Lee Wentz
JEREMY DANIEL REEDER

Other Offices

PARK AVENUE SECURITIES LLC · MILTON, FL
PFS INVESTMENTS INC. · MILTON, FL
EDWARD JONES · MILTON, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Milton, FL
EAGLE STRATEGIES LLC · MILTON, FL
CETERA INVESTMENT ADVISERS LLC · PACE, FL
EDWARD JONES · PACE, FL
EDWARD JONES · Pace, FL

More in Milton, FL

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