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Las Vegas, NV • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2023-04-25 |
| MA | RA | APPROVED | 2020-04-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cornell University | Ithaca | NY | 08/2014 | 12/2017 |
| Mts Health Partners, Lp | New York | NY | 07/2018 | 08/2019 |
| Mts Securities, Llc | New York | NY | 07/2018 | 08/2019 |
| Guggenheim Partners | New York | NY | 06/2017 | 08/2017 |
| Unemployed | New York | NY | 01/2018 | 06/2018 |
| Mts Securities, Llc | New York | NY | 07/2018 | 08/2019 |
| Cl Family Consulting Llc | Lexington | MA | 12/2019 | Present |
| Unemployed | Lexington | MA | 08/2019 | 12/2019 |
Chelsea Manufacturing Corp., China, Manager, this is a company that assists with communications with manufacturers in Greater China and sells guitar pedals, enclosures and other accessories in the United States, uncompensated consultant position, weekly commitment of 4 hours; Maxgain LLC, New York, Manager, Real Estate investment company that rents a residential condominium in New York, zero compensation, zero hours of work per week; Maxgain Two LLC, New York, Manager, Real Estate investment company that rents a residential condominium in New York, zero compensation, zero hours of work per week.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-14 |
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