Jonathan Pugach

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2025-11-12
NY	RA	APPROVED	2025-11-12

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
The Creek Club	Locust Valley	NY	05/2009	09/2018
Stony Brook University	Stony Brook	NY	01/2018	12/2018
Unemployed	Locust Valley	NY	01/2019	10/2019
Axa Advisors, Llc	New York	NY	11/2019	03/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Smithtown	NY	07/2021	11/2022
Warren Printing Inc	Locust Valley	NY	04/2020	07/2021
Ubs Financial Services Inc	Garden City	NY	11/2022	11/2025
Wells Fargo Advisors Financial Network, Llc	Melville	NY	11/2025	Present

05/2009 → 09/2018

The Creek Club

Locust Valley, NY
01/2018 → 12/2018

Stony Brook University

Stony Brook, NY
01/2019 → 10/2019

Unemployed

Locust Valley, NY
11/2019 → 03/2020

Axa Advisors, Llc

New York, NY
07/2021 → 11/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Smithtown, NY
04/2020 → 07/2021

Warren Printing Inc

Locust Valley, NY
11/2022 → 11/2025

Ubs Financial Services Inc

Garden City, NY
11/2025 → Present

Wells Fargo Advisors Financial Network, Llc

Melville, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-08-27