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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-10-26
GA RA APPROVED 2018-09-20
  • TX RA
    APPROVED
    Since 2018-10-26
  • GA RA
    APPROVED
    Since 2018-09-20

Branch Locations

3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 06/2018 Present
Merill Lynch Atlanta GA 06/2017 08/2017
Southern Methodist Univeristy Dallas TX 08/2014 05/2018
Bank Of America, N.A. Atlanta GA 07/2018 Present
Other Businesses

I* 1712275 For profit or not for profit: Entity For Profit Name of outside business organization: V Wear Investment related: no Address of business: Atlanta, GA, 30328 Nature of business: Limited Liability Company Position, title, association: General Partner/Managing Member,Owner Start date of relationship: 02/26/2024 Number of hours devoted: 2 monthly Number of hours devoted during trading hours: 0 Duties: Selling bedazzled sunglasses on Etsy. At night to relax I love to craft. I often make jeweled sunglasses for different holidays. I keep getting asked where I got them and that people would like to buy. I would put the sunglasses I have made up on Etsy.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-19
  • S66 Uniform Combined State Law Examination
    2018-09-19
Other Names
  • Virginia Dalton

View on SEC IAPD

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