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Anika Mahfuza Raschid

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-10-06
NY RA APPROVED 2021-04-19
CT RA APPROVED 2019-10-21
  • TX RA
    APPROVED
    Since 2021-10-06
  • NY RA
    APPROVED
    Since 2021-04-19
  • CT RA
    APPROVED
    Since 2019-10-21

Branch Locations

One Bryant Park Pbig - New York, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 06/2018 Present
Hightower Advisors New York NY 09/2017 05/2018
Merrill Lynch New York NY 06/2017 08/2017
Eagle Capital Management New York NY 03/2016 06/2017
Baruch College New York NY 01/2015 06/2019
Bank Of America, N.A. New York NY 10/2019 Present
  • 06/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
  • 09/2017 → 05/2018
    Hightower Advisors
    New York, NY
  • 06/2017 → 08/2017
    Merrill Lynch
    New York, NY
  • 03/2016 → 06/2017
    Eagle Capital Management
    New York, NY
  • 01/2015 → 06/2019
    Baruch College
    New York, NY
  • 10/2019 → Present
    Bank Of America, N.A.
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-19
  • S66 Uniform Combined State Law Examination
    2019-10-19
Other Names
  • Anika Raschid

View on SEC IAPD

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