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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-02-27
  • CA RA
    APPROVED
    Since 2024-02-27

Branch Locations

2049 Century Park E, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Los Angeles CA 07/2018 Present
Bank Of America San Francisco CA 06/2017 08/2017
Southern Methodist University Dallas TX 08/2014 12/2017
Unemployed - Extended Travel Irvinne CA 12/2017 07/2018
  • 07/2018 → Present
    Los Angeles, CA
  • 06/2017 → 08/2017
    Bank Of America
    San Francisco, CA
  • 08/2014 → 12/2017
    Southern Methodist University
    Dallas, TX
  • 12/2017 → 07/2018
    Unemployed - Extended Travel
    Irvinne, CA
Other Businesses

I*2455258, Entity Type: Entity For Profit, Name of OBA: Setos del Sol LLC, Address: Los Angeles, California, 90034, Investment Related: N, Position, Title, Association: Owner, Employee State Date: 06/13/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: Liability/Estate planning purposes. I am the owner/manager of the LLC which will hold the property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-26
  • S66 Uniform Combined State Law Examination
    2024-02-26
Other Names
  • Keisho Awamoto

View on SEC IAPD

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