Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-09
IL RA APPROVED 2018-11-14
  • TX RA
    APPROVED_RES
    Since 2022-02-09
  • IL RA
    APPROVED
    Since 2018-11-14

Branch Locations

110 N Wacker Dr, Chicago, IL 60606 • United States

Chicago , IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 06/2018 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 06/2017 08/2017
Florida State University Tallahassee FL 08/2014 05/2018
Bank Of America, N.A. Chicago IL 08/2019 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-13
  • S66 Uniform Combined State Law Examination
    2018-11-13

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor