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Kyle Thomas De Vries

Neuberger Berman Bd LLC

San Francisco, CA

San Francisco, CA

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Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-18
NY RA APPROVED 2023-02-01
CA RA APPROVED 2023-01-31
  • TX RA
    APPROVED_RES
    Since 2026-08-18
  • NY RA
    APPROVED
    Since 2023-02-01
  • CA RA
    APPROVED
    Since 2023-01-31

Branch Locations

655 Montgomery Street Suite 1710, San Francisco, CA 94111 • United States

San Francisco, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc San Francisco CA 04/2019 07/2021
Ubs Financial Services Madison WI 11/2017 01/2019
University Of Wisconsin - Madison Madison WI 07/2014 12/2018
University Of Wisconsin Recreational Sports Madison WI 01/2017 05/2017
Titus Wealth Management Larkspur CA 05/2017 08/2017
Gwfs Equities, Inc Greenwood Village CO 12/2021 01/2023
Advised Assets Groups, Llc Greenwood Village CO 12/2021 01/2023
Unemployed Austin TX 08/2021 11/2021
Neuberger Berman Bd Llc San Francisco CA 01/2023 Present
  • 04/2019 → 07/2021
    Wells Fargo Clearing Services, Llc
    San Francisco, CA
  • 11/2017 → 01/2019
    Ubs Financial Services
    Madison, WI
  • 07/2014 → 12/2018
    University Of Wisconsin - Madison
    Madison, WI
  • 01/2017 → 05/2017
    University Of Wisconsin Recreational Sports
    Madison, WI
  • 05/2017 → 08/2017
    Titus Wealth Management
    Larkspur, CA
  • 12/2021 → 01/2023
    Gwfs Equities, Inc
    Greenwood Village, CO
  • 12/2021 → 01/2023
    Advised Assets Groups, Llc
    Greenwood Village, CO
  • 08/2021 → 11/2021
    Unemployed
    Austin, TX
  • 01/2023 → Present
    Neuberger Berman Bd Llc
    San Francisco, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-09
  • S66 Uniform Combined State Law Examination
    2020-01-09
Other Names
  • Kyle Thomas De Vries
  • Kyle De Vries

View on SEC IAPD

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FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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