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Inactive

Anne Katherine Ohara

Wealth Enhancement Advisory Services, LLC

Los Angeles, CA

Plymouth, MN

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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-07-01
  • CA RA
    APPROVED
    Since 2021-07-01

Branch Locations

12121 Wilshire Blvd Suite 1250, Los Angeles, CA 90025 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealth Enhancement Group Los Angeles CA 07/2021 Present
Wealth Enhancement Advisory Services Los Angeles CA 07/2021 Present
Oakwood Capital Management Los Angeles CA 08/2018 06/2021
The Biederman Group At Morgan Stanley Oxnard CA 06/2017 06/2018
University Of California Santa Barbara Santa Barbara CA 09/2014 06/2018
  • 07/2021 → Present
    Wealth Enhancement Group
    Los Angeles, CA
  • 07/2021 → Present
    Wealth Enhancement Advisory Services
    Los Angeles, CA
  • 08/2018 → 06/2021
    Oakwood Capital Management
    Los Angeles, CA
  • 06/2017 → 06/2018
    The Biederman Group At Morgan Stanley
    Oxnard, CA
  • 09/2014 → 06/2018
    University Of California Santa Barbara
    Santa Barbara, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-02
  • S65 Uniform Investment Adviser Law Examination
    2019-08-02

View on SEC IAPD

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WEALTHSPIRE RETIREMENT ADVISORY

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DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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