Holly Sierra Townsend

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2025-01-01
NC	RA	APPROVED	2022-01-07

SC RA
APPROVED

Since 2025-01-01
NC RA
APPROVED

Since 2022-01-07

Branch Locations

Charlotte, NC • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	06/2017	03/2018
Country Club Of Landfall	Wilmington	NC	08/2015	05/2017
Live Oak Bank	Wilmington	NC	08/2016	04/2017
University Of North Carolina Wilmington	Wilmington	NC	08/2013	05/2017
Ubs Financial Services Inc	Charlotte	NC	03/2018	01/2022
Lpl Financial Llc	Fort Mill	SC	01/2022	Present

06/2017 → 03/2018

The Vanguard Group, Inc.

Charlotte, NC
08/2015 → 05/2017

Country Club Of Landfall

Wilmington, NC
08/2016 → 04/2017

Live Oak Bank

Wilmington, NC
08/2013 → 05/2017

University Of North Carolina Wilmington

Wilmington, NC
03/2018 → 01/2022

Ubs Financial Services Inc

Charlotte, NC
01/2022 → Present

Lpl Financial Llc

Fort Mill, SC

Previous Registrations

2018-05-31 → 2022-01-19

Ubs Financial Services Inc.

Charlotte, NC

Other Businesses

1). 03/31/2025 - Fora Travel Agency - Not Investment Related - Outside/W-2 Employment - Charlotte NC 28217 - 5 Hrs/Mth - 0 Hrs During Trading - Start Date : 03/10/2025

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-05-31
S63	Uniform Securities Agent State Law Examination	2017-07-26

S65 Uniform Investment Adviser Law Examination

2018-05-31
S63 Uniform Securities Agent State Law Examination

2017-07-26

Designations

Other Names

Holly Townsend
Holly Sierra Townsend

View on SEC IAPD