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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-16
ID RA APPROVED 2024-10-31
  • TX RA
    APPROVED_RES
    Since 2025-01-16
  • ID RA
    APPROVED
    Since 2024-10-31

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

225 N 9Th St, Boise, ID 83702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
William Litton Dba Litton Financial La Jolla CA 08/2018 12/2018
Evo Scottsdale AZ 02/2018 07/2018
Consolidated Supply Co Nampa ID 12/2017 01/2018
Merrill Lynch Wealth Management Boise ID 05/2017 07/2017
Herb Box Scottsdale AZ 01/2017 04/2017
Arizona State University Tempe AZ 08/2014 05/2018
Lpl Financial La Jolla CA 08/2018 09/2018
Charles O Gillespie Dba Litton Financial Services San Diego CA 01/2019 12/2019
Castle Coast Wealth, Llc (Fka Litton Financial, Llc) San Diego CA 08/2018 05/2024
Meredith & Ruttke San Diego CA 07/2020 12/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boise ID 06/2024 Present
The First Furlong Meridian ID 06/2022 Present
Bank Of America, N.A. Boise ID 07/2024 Present
  • 08/2018 → 12/2018
    William Litton Dba Litton Financial
    La Jolla, CA
  • 02/2018 → 07/2018
    Evo
    Scottsdale, AZ
  • 12/2017 → 01/2018
    Consolidated Supply Co
    Nampa, ID
  • 05/2017 → 07/2017
    Merrill Lynch Wealth Management
    Boise, ID
  • 01/2017 → 04/2017
    Herb Box
    Scottsdale, AZ
  • 08/2014 → 05/2018
    Arizona State University
    Tempe, AZ
  • 08/2018 → 09/2018
    Lpl Financial
    La Jolla, CA
  • 01/2019 → 12/2019
    Charles O Gillespie Dba Litton Financial Services
    San Diego, CA
  • 08/2018 → 05/2024
    Castle Coast Wealth, Llc (Fka Litton Financial, Llc)
    San Diego, CA
  • 07/2020 → 12/2022
    Meredith & Ruttke
    San Diego, CA
  • 06/2024 → Present
    Boise, ID
  • 06/2022 → Present
    The First Furlong
    Meridian, ID
  • 07/2024 → Present
    Bank Of America, N.A.
    Boise, ID
Previous Registrations
Other Businesses

Name of the other businessThe First Furlong Whether the business is investment-relatedNo Address of the other business Meridian, ID Nature of the other businessThe purpose of this entity is to engage other fans of horse racing and provide products related to horse racing as a whole. This is a sole prop business I started a few years ago as a hobby. Your positionOwner (Sole-Prop) Title, or relationship with the other businessOwner Start date of your relationship06/17/2022 Approximate number of hours/month you devote to the other business20 Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other businessI run this business/website as a hobby.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-09-13
S65 Uniform Investment Adviser Law Examination 2020-08-03
  • S63 Uniform Securities Agent State Law Examination
    2024-09-13
  • S65 Uniform Investment Adviser Law Examination
    2020-08-03
Other Names
  • Justin Rutkke
  • Justin Karl Rutkke
  • Justin Karl Ruttke

View on SEC IAPD

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