Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-16 |
| ID | RA | APPROVED | 2024-10-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| William Litton Dba Litton Financial | La Jolla | CA | 08/2018 | 12/2018 |
| Evo | Scottsdale | AZ | 02/2018 | 07/2018 |
| Consolidated Supply Co | Nampa | ID | 12/2017 | 01/2018 |
| Merrill Lynch Wealth Management | Boise | ID | 05/2017 | 07/2017 |
| Herb Box | Scottsdale | AZ | 01/2017 | 04/2017 |
| Arizona State University | Tempe | AZ | 08/2014 | 05/2018 |
| Lpl Financial | La Jolla | CA | 08/2018 | 09/2018 |
| Charles O Gillespie Dba Litton Financial Services | San Diego | CA | 01/2019 | 12/2019 |
| Castle Coast Wealth, Llc (Fka Litton Financial, Llc) | San Diego | CA | 08/2018 | 05/2024 |
| Meredith & Ruttke | San Diego | CA | 07/2020 | 12/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boise | ID | 06/2024 | Present |
| The First Furlong | Meridian | ID | 06/2022 | Present |
| Bank Of America, N.A. | Boise | ID | 07/2024 | Present |
Name of the other businessThe First Furlong Whether the business is investment-relatedNo Address of the other business Meridian, ID Nature of the other businessThe purpose of this entity is to engage other fans of horse racing and provide products related to horse racing as a whole. This is a sole prop business I started a few years ago as a hobby. Your positionOwner (Sole-Prop) Title, or relationship with the other businessOwner Start date of your relationship06/17/2022 Approximate number of hours/month you devote to the other business20 Number of hours you devote to the other business during securities trading hours0 Briefly describe your duties relating to the other businessI run this business/website as a hobby.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-09-13 |
| S65 | Uniform Investment Adviser Law Examination | 2020-08-03 |
Reach out to this advisor