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Current Employers
Ladenburg Thalmann Asset Management Inc

640 Fifth Avenue 4Th Fl., New York, NY 10019 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2026-01-21
OH RA APPROVED 2025-11-25
KY RA APPROVED 2023-06-26
MD RA APPROVED 2022-09-16
IL RA APPROVED 2021-06-10
NC RA APPROVED 2021-06-08
VT RA APPROVED 2021-06-07
NY RA APPROVED 2021-03-23
FL RA APPROVED 2020-11-09
GA RA APPROVED 2020-05-27
MA RA APPROVED 2020-02-25
NV RA APPROVED 2019-12-20
PA RA APPROVED 2019-12-12
CA RA APPROVED 2019-12-11
NJ RA APPROVED 2008-01-03
LA RA APPROVED 2004-09-10
  • CT RA
    APPROVED
    Since 2026-01-21
  • OH RA
    APPROVED
    Since 2025-11-25
  • KY RA
    APPROVED
    Since 2023-06-26
  • MD RA
    APPROVED
    Since 2022-09-16
  • IL RA
    APPROVED
    Since 2021-06-10
  • NC RA
    APPROVED
    Since 2021-06-08
  • VT RA
    APPROVED
    Since 2021-06-07
  • NY RA
    APPROVED
    Since 2021-03-23
  • FL RA
    APPROVED
    Since 2020-11-09
  • GA RA
    APPROVED
    Since 2020-05-27
  • MA RA
    APPROVED
    Since 2020-02-25
  • NV RA
    APPROVED
    Since 2019-12-20
  • PA RA
    APPROVED
    Since 2019-12-12
  • CA RA
    APPROVED
    Since 2019-12-11
  • NJ RA
    APPROVED
    Since 2008-01-03
  • LA RA
    APPROVED
    Since 2004-09-10

Branch Locations

Lavallette, NJ • United States

640 Fifth Avenue 4Th Fl., New York, NY 10019 • United States

Gladstone, NJ • United States

Black Diamond Financial, Llc

Nutley, NJ • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-04-12
  • NJ RA
    APPROVED
    Since 2023-04-12

Branch Locations

Nutley, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ladenburg Thalmann & Co. Inc. New York NY 09/2004 Present
Ladenburg Thalmann Asset Management New York NY 09/2004 Present
Black Diamond Financial, Inc. Westfield NJ 06/2021 Present
  • 09/2004 → Present
    Ladenburg Thalmann & Co. Inc.
    New York, NY
  • 09/2004 → Present
    Ladenburg Thalmann Asset Management
    New York, NY
  • 06/2021 → Present
    Black Diamond Financial, Inc.
    Westfield, NJ
Previous Registrations
  • 2003-04-25 → 2004-08-24
    Powelljohnson
    Nashville, TN
Other Businesses

I will be dually registered with Ladenburg Asset Management as IAR and with Ladenburg Thalmann & Co Inc as a registered rep. 415 WEST 57TH ST ASSOCIATION; START DATE - 8/2011; TITLE- VP OF CO-OP BOARD; 1 HOUR PER MONTH; NO HOURS DEVOTED DURING SECURITIES TRADING HOURS; NO COMPENSATION; MEMBER OF COMMITTEE - AUTHORIZED SIGNATURE. Black Diamond Financial LLC; RIA ( Registered Investment Adviser ) / Subsidiary of Holding Company owned by Philip Blancato/ Jaime Desmond; President; 24 Joerge Ave. Nutley, NJ 07110; Affiliate of Ladenburg Thalmann & Co Inc and the Advisor Group Wealth Management Firms; Start date: 12/15/22; No more than 5hr , on average per week spent on Black Diamond business Silver Beach Association; PO Box #3, Normandy Beach NJ; Title: Social Chair; Planning events for Association/ No compensation; App 20 hrs per yr- 0 hrs during business hours; Start date: 1/1/24

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-14
S63 Uniform Securities Agent State Law Examination 2001-06-19
  • S66 Uniform Combined State Law Examination
    2003-03-14
  • S63 Uniform Securities Agent State Law Examination
    2001-06-19

View on SEC IAPD

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