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640 Fifth Avenue 4Th Fl., New York, NY 10019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-01-21 |
| OH | RA | APPROVED | 2025-11-25 |
| KY | RA | APPROVED | 2023-06-26 |
| MD | RA | APPROVED | 2022-09-16 |
| IL | RA | APPROVED | 2021-06-10 |
| NC | RA | APPROVED | 2021-06-08 |
| VT | RA | APPROVED | 2021-06-07 |
| NY | RA | APPROVED | 2021-03-23 |
| FL | RA | APPROVED | 2020-11-09 |
| GA | RA | APPROVED | 2020-05-27 |
| MA | RA | APPROVED | 2020-02-25 |
| NV | RA | APPROVED | 2019-12-20 |
| PA | RA | APPROVED | 2019-12-12 |
| CA | RA | APPROVED | 2019-12-11 |
| NJ | RA | APPROVED | 2008-01-03 |
| LA | RA | APPROVED | 2004-09-10 |
Branch Locations
Lavallette, NJ • United States
640 Fifth Avenue 4Th Fl., New York, NY 10019 • United States
Gladstone, NJ • United States
Nutley, NJ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-04-12 |
Branch Locations
Nutley, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ladenburg Thalmann & Co. Inc. | New York | NY | 09/2004 | Present |
| Ladenburg Thalmann Asset Management | New York | NY | 09/2004 | Present |
| Black Diamond Financial, Inc. | Westfield | NJ | 06/2021 | Present |
I will be dually registered with Ladenburg Asset Management as IAR and with Ladenburg Thalmann & Co Inc as a registered rep. 415 WEST 57TH ST ASSOCIATION; START DATE - 8/2011; TITLE- VP OF CO-OP BOARD; 1 HOUR PER MONTH; NO HOURS DEVOTED DURING SECURITIES TRADING HOURS; NO COMPENSATION; MEMBER OF COMMITTEE - AUTHORIZED SIGNATURE. Black Diamond Financial LLC; RIA ( Registered Investment Adviser ) / Subsidiary of Holding Company owned by Philip Blancato/ Jaime Desmond; President; 24 Joerge Ave. Nutley, NJ 07110; Affiliate of Ladenburg Thalmann & Co Inc and the Advisor Group Wealth Management Firms; Start date: 12/15/22; No more than 5hr , on average per week spent on Black Diamond business Silver Beach Association; PO Box #3, Normandy Beach NJ; Title: Social Chair; Planning events for Association/ No compensation; App 20 hrs per yr- 0 hrs during business hours; Start date: 1/1/24
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-19 |
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