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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-06 |
| NJ | RA | APPROVED | 2025-12-12 |
Branch Locations
1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pacific Investment Management Company Llc | Austin | TX | 07/2020 | 05/2021 |
| Pimco Investments Llc | Austin | TX | 08/2020 | 05/2021 |
| Pimco | Newport Beach | CA | 06/2019 | 08/2019 |
| Ubs Financial Services | New York | NY | 06/2017 | 08/2017 |
| Tulane University | New Orleans | LA | 08/2016 | 05/2020 |
| Manatuck Hill Partners | Westport | CT | 05/2018 | 08/2018 |
| Ubs Financial Services Inc | Weehawken | NJ | 04/2025 | Present |
| Zcap Equity Fund | Miami | FL | 05/2021 | 01/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-22 |
| S63 | Uniform Securities Agent State Law Examination | 2021-03-22 |
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