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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-07-09
TX RA APPROVED 2017-10-27
WA RA APPROVED 2017-09-25
  • AZ RA
    APPROVED
    Since 2026-07-09
  • TX RA
    APPROVED
    Since 2017-10-27
  • WA RA
    APPROVED
    Since 2017-09-25

Branch Locations

555 110Th Ave Ne 10Th Fl, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Bellevue WA 07/2017 Present
Wells Fargo Bank Seattle WA 01/2002 05/2017
Other Businesses

BRANDON ST. DADU LLC, INV RELATED, SEATTLE, WA, 100% OWNERSHIP WITH SPOUSE, START 2/28/2023, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, TO HOLD REAL ESTATE. RENTAL PROPERTY; NOT INV RELATED; SEATTLE, WA; 100% OWNERSHIP; START DATE 9/30/2024; 1 HOUR PER MONTH; 0 DURING TRADING; OWNER OF RENTAL PROPERTY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-25
  • S66 Uniform Combined State Law Examination
    2017-09-25
Other Names
  • Christina Riffle

View on SEC IAPD

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