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Haley Sue Lee

LPl Financial LLC

Loveland, CO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-09
CO RA APPROVED 2024-06-07
  • TX RA
    APPROVED
    Since 2026-04-09
  • CO RA
    APPROVED
    Since 2024-06-07

Branch Locations

290 E. 25Th St, Suite 200, Loveland, CO 80538 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jackson National Life Distributors Llc Franklin TN 07/2020 05/2024
Board & Brew Tempe AZ 01/2020 06/2020
Jackson National Life Distributors Franklin TN 05/2019 08/2019
The M Group & Associates Tempe AZ 08/2018 05/2019
Jackson National Life Distributors Franklin TN 05/2018 08/2018
Jackson National Life Distributors Denver CO 05/2017 08/2017
Candy Addict Tempe AZ 02/2017 05/2017
Arizona State University Tempe AZ 08/2016 05/2020
The Annotation Station Berthoud CO 01/2021 05/2023
Lpl Financial Llc Loveland CO 06/2024 Present
  • 07/2020 → 05/2024
    Jackson National Life Distributors Llc
    Franklin, TN
  • 01/2020 → 06/2020
    Board & Brew
    Tempe, AZ
  • 05/2019 → 08/2019
    Jackson National Life Distributors
    Franklin, TN
  • 08/2018 → 05/2019
    The M Group & Associates
    Tempe, AZ
  • 05/2018 → 08/2018
    Jackson National Life Distributors
    Franklin, TN
  • 05/2017 → 08/2017
    Jackson National Life Distributors
    Denver, CO
  • 02/2017 → 05/2017
    Candy Addict
    Tempe, AZ
  • 08/2016 → 05/2020
    Arizona State University
    Tempe, AZ
  • 01/2021 → 05/2023
    The Annotation Station
    Berthoud, CO
  • 06/2024 → Present
    Lpl Financial Llc
    Loveland, CO
Other Businesses

1) 06/06/2024 - Investment Center Advisor Group - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-04-03
  • S63 Uniform Securities Agent State Law Examination
    2021-04-03
Designations
Other Names
  • Haley Sue Hummel

View on SEC IAPD

Other Firms

THRIVENT INVESTMENT MANAGEMENT INC.
OSAIC WEALTH, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
EDWARD JONES
MONEY CONCEPTS CAPITAL CORP
WELLS FARGO CLEARING SERVICES, LLC
RPC WEALTH, LLC

Other Investors

GENE LEE ELDER
ANDREW PAUL FLANSCHA
JEFFREY ALAN LOSH
Megan Joyce Van Dorin
Brandi Lee Kroese
Elizabeth Yenni
Amy Lou Hloucal
KRISTINA LYNN PEACH

Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · LOVELAND, CO
OSAIC WEALTH, INC. · Loveland, CO
STATE FARM INVESTMENT MANAGEMENT CORP. · Loveland, CO
THRIVENT INVESTMENT MANAGEMENT INC. · Loveland, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOVELAND, CO
EDWARD JONES · LOVELAND, CO
LPL FINANCIAL LLC · LOVELAND, CO
LPL FINANCIAL LLC · LOVELAND, CO

More in Loveland, CO

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