Bernard Joseph Havey

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-11-03

TX RA
APPROVED

Since 2025-11-03

Branch Locations

Venus, TX • United States

6500 West Fwy Ste 525, Fort Worth, TX 76116-2167 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	06/2017	10/2025
Cvshealth	Dallas	TX	05/2006	06/2017
Ameriprise Financial Services, Llc	Fort Worth	TX	10/2025	Present

06/2017 → 10/2025

Edward Jones

St Louis, MO
05/2006 → 06/2017

Cvshealth

Dallas, TX
10/2025 → Present

Ameriprise Financial Services, Llc

Fort Worth, TX

Previous Registrations

2017-10-04 → 2025-11-03

Edward Jones

Arlington, TX

St Louis, MO

Mansfield, TX

Fort Worth, TX

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-10-02

S66 Uniform Combined State Law Examination

2017-10-02

Other Names

Bernard J Havey
Bernard Havey
Bern Joseph Havey
Bern J Havey
Bern Havey

View on SEC IAPD