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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-01-08
CA RA APPROVED 2024-01-05
NJ RA APPROVED 2024-01-05
NY RA APPROVED 2024-01-05
MI RA APPROVED 2021-09-27
ME RA APPROVED 2021-09-17
TX RA APPROVED 2021-09-17
  • FL RA
    APPROVED
    Since 2024-01-08
  • CA RA
    APPROVED
    Since 2024-01-05
  • NJ RA
    APPROVED
    Since 2024-01-05
  • NY RA
    APPROVED
    Since 2024-01-05
  • MI RA
    APPROVED
    Since 2021-09-27
  • ME RA
    APPROVED
    Since 2021-09-17
  • TX RA
    APPROVED
    Since 2021-09-17

Branch Locations

Gross Pointe Farms, MI • United States

325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States

1217 Woodward Avenue 32Nd Floor, Detriot, MI 48226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hantz Financial Southfield MI 05/2017 06/2020
Maire Group, Llc Grosse Pointe MI 02/2013 05/2017
Rorak Restaurant Group, Inc Southfield MI 06/2016 05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Grosse Pointe MI 06/2020 Present
Bank Of America, N.A. Grosse Pointe MI 06/2020 Present
Ubs Financial Services Detroit ME 09/2021 Present
  • 05/2017 → 06/2020
    Hantz Financial
    Southfield, MI
  • 02/2013 → 05/2017
    Maire Group, Llc
    Grosse Pointe, MI
  • 06/2016 → 05/2017
    Rorak Restaurant Group, Inc
    Southfield, MI
  • 06/2020 → Present
    Grosse Pointe, MI
  • 06/2020 → Present
    Bank Of America, N.A.
    Grosse Pointe, MI
  • 09/2021 → Present
    Ubs Financial Services
    Detroit, ME
Previous Registrations
Other Businesses

1) I*132496 For profit or not for profit: Non-Profit Organization Name of outside business organization: SIFMA Foundation Investment related: Y Address of business: New York, New York 10271 Nature of business: Charitable Organization Position, title, association: Other, I would be a volunteer teaching kids about finance Start date of relationship: 9/7/2020 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 4 Duties: My child's school asked me to volunteer to run "The Stockmarket Game" sponsored by the SIFMA Foundation. The goal is to educate children around financial concepts and investing. I believe Bank of America is a contributor to the foundation. 2)I*131808 For profit or not for profit: For-Profit Organization Name of outside business organization: SLOGEN PROPERTIES, LLC Investment related: N Address of business: GROSSE POINTE FARMS, Michigan 48236 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 3/18/2013 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Residential Real Estate Rentals. I do not manage them, I have a property manager. I own them 50/50 with my father. I do the accounting/books for the properties. 3)I*131813 For profit or not for profit: For-Profit Organization Name of outside business organization: Makena Holding Company, LLC Investment related: N Address of business: Grosse Pointe Farms, Michigan 48236 Nature of business: Family Business, Position, title, association: Family Held, Start date of relationship: 6/20/2012 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I help my father with accounting and bill pay for some rental properties he owns. 4) Slogen Properties, LLC/ investment related?:yes / Grosse Pointe Farms, MI, 48236 US/ Partnership/ Real Estate/ I keep the books and advise the property manager/ start date: 3/18/2013/ time reqd during qoring hours?: yes 5) Schlesinger Group / 1010 Wood Ave South, Suite 501, Iselin, NJ, 08830 / Marketing research / Participate in marketing research. Answer questions about use of various consumer products / Start Date: 3/1/2022 6) NAME OF OTHER BUSINESS: Friends of Detroit Rowing / INVESTMENT RELATED?: Yes / ADDRESS: PO Box 36134, Grosse Pointe Farms, MI / NATURE OF THE BUSINESS: Charitable Foundation / POSITION: Member of Board of Directors / DUTIES: I will be a member of the board of directors. I will provide insight and guidance on how to achieve the organizations goals of expanding access to the sport of rowing. I will have a vote on decisions made by the board of directors. / START DATE: 10-1-2022 / HOURS DEVOTED TO BUSINESS: NA 7) Grosse Pointe Academy, Michigan United States-48236,Education, The Grosse Pointe Academy is a historic, independent day school in Grosse Pointe Farms, Michigan. We offer students aged 2.5 through Grade 8 an educational experience that nurtures each student to seek knowledge, challenges students academically and inspires students to create their future. The Academy curriculum prepares confident lifelong learners in a joyful and challenging learning environment, encouraging intellectual curiosity, empathy, leadership, independence, global citizenship, active listening, critical thinking and effective communication, Member of a committee with management / supervisor functions, I will be a member of the finance committee. I will not have any authority over any accounts. They have asked me to be a member of the committee to provide ideas/opinions/solutions to things related to the finances of the organization, start date-4/16/2025. 8) Rare Patient Voice, It connects patients and caregivers with the opportunity to voice their opinions through surveys and interviews to improve medical products and services, Answer questions related to market research they are conducting for consumer products,start date-3/1/2022, MarylandUnited States21286

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-16
  • S66 Uniform Combined State Law Examination
    2017-10-16
Designations
Other Names
  • Nabil Walid Shurafa
  • Neil Shurafa

View on SEC IAPD

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