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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-08 |
| CA | RA | APPROVED | 2024-01-05 |
| NJ | RA | APPROVED | 2024-01-05 |
| NY | RA | APPROVED | 2024-01-05 |
| MI | RA | APPROVED | 2021-09-27 |
| ME | RA | APPROVED | 2021-09-17 |
| TX | RA | APPROVED | 2021-09-17 |
Branch Locations
Gross Pointe Farms, MI • United States
325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States
1217 Woodward Avenue 32Nd Floor, Detriot, MI 48226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hantz Financial | Southfield | MI | 05/2017 | 06/2020 |
| Maire Group, Llc | Grosse Pointe | MI | 02/2013 | 05/2017 |
| Rorak Restaurant Group, Inc | Southfield | MI | 06/2016 | 05/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Grosse Pointe | MI | 06/2020 | Present |
| Bank Of America, N.A. | Grosse Pointe | MI | 06/2020 | Present |
| Ubs Financial Services | Detroit | ME | 09/2021 | Present |
1) I*132496 For profit or not for profit: Non-Profit Organization Name of outside business organization: SIFMA Foundation Investment related: Y Address of business: New York, New York 10271 Nature of business: Charitable Organization Position, title, association: Other, I would be a volunteer teaching kids about finance Start date of relationship: 9/7/2020 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 4 Duties: My child's school asked me to volunteer to run "The Stockmarket Game" sponsored by the SIFMA Foundation. The goal is to educate children around financial concepts and investing. I believe Bank of America is a contributor to the foundation. 2)I*131808 For profit or not for profit: For-Profit Organization Name of outside business organization: SLOGEN PROPERTIES, LLC Investment related: N Address of business: GROSSE POINTE FARMS, Michigan 48236 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 3/18/2013 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Residential Real Estate Rentals. I do not manage them, I have a property manager. I own them 50/50 with my father. I do the accounting/books for the properties. 3)I*131813 For profit or not for profit: For-Profit Organization Name of outside business organization: Makena Holding Company, LLC Investment related: N Address of business: Grosse Pointe Farms, Michigan 48236 Nature of business: Family Business, Position, title, association: Family Held, Start date of relationship: 6/20/2012 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: I help my father with accounting and bill pay for some rental properties he owns. 4) Slogen Properties, LLC/ investment related?:yes / Grosse Pointe Farms, MI, 48236 US/ Partnership/ Real Estate/ I keep the books and advise the property manager/ start date: 3/18/2013/ time reqd during qoring hours?: yes 5) Schlesinger Group / 1010 Wood Ave South, Suite 501, Iselin, NJ, 08830 / Marketing research / Participate in marketing research. Answer questions about use of various consumer products / Start Date: 3/1/2022 6) NAME OF OTHER BUSINESS: Friends of Detroit Rowing / INVESTMENT RELATED?: Yes / ADDRESS: PO Box 36134, Grosse Pointe Farms, MI / NATURE OF THE BUSINESS: Charitable Foundation / POSITION: Member of Board of Directors / DUTIES: I will be a member of the board of directors. I will provide insight and guidance on how to achieve the organizations goals of expanding access to the sport of rowing. I will have a vote on decisions made by the board of directors. / START DATE: 10-1-2022 / HOURS DEVOTED TO BUSINESS: NA 7) Grosse Pointe Academy, Michigan United States-48236,Education, The Grosse Pointe Academy is a historic, independent day school in Grosse Pointe Farms, Michigan. We offer students aged 2.5 through Grade 8 an educational experience that nurtures each student to seek knowledge, challenges students academically and inspires students to create their future. The Academy curriculum prepares confident lifelong learners in a joyful and challenging learning environment, encouraging intellectual curiosity, empathy, leadership, independence, global citizenship, active listening, critical thinking and effective communication, Member of a committee with management / supervisor functions, I will be a member of the finance committee. I will not have any authority over any accounts. They have asked me to be a member of the committee to provide ideas/opinions/solutions to things related to the finances of the organization, start date-4/16/2025. 8) Rare Patient Voice, It connects patients and caregivers with the opportunity to voice their opinions through surveys and interviews to improve medical products and services, Answer questions related to market research they are conducting for consumer products,start date-3/1/2022, MarylandUnited States21286
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-16 |
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