Nicholas Robert Adams

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2018-10-26

MN RA
APPROVED

Since 2018-10-26

Branch Locations

Woodbury, MN • United States

8300 Norman Center Dr Ste 550, Bloomington, MN 55437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services Inc	Minneapolis	MN	05/2017	08/2017
University Of North Dakota	Grand Forks	ND	01/2017	05/2018
Lakeshore Weekly News	Wayzata	MN	06/2014	05/2017
Ameriprise Financial Services Inc	St. Louis Park	MN	06/2018	03/2020
Ameriprise Financial Services, Llc	Bloomington	MN	03/2020	Present

05/2017 → 08/2017

Ameriprise Financial Services Inc

Minneapolis, MN
01/2017 → 05/2018

University Of North Dakota

Grand Forks, ND
06/2014 → 05/2017

Lakeshore Weekly News

Wayzata, MN
06/2018 → 03/2020

Ameriprise Financial Services Inc

St. Louis Park, MN
03/2020 → Present

Ameriprise Financial Services, Llc

Bloomington, MN

Other Businesses

Outside Employment; TPWA Operations LLC; Associate Financial Advisor - Provide client service and advice for the Ameriprise Financial Practice; Ameriprise financial planning practice LLC; 8300 Norman Center Dr Ste 550, , Bloomington, MN, 55437; Not Investment-Related; 06/04/2018; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-10-12

S66 Uniform Combined State Law Examination

2018-10-12

Other Names

Nicholas Robert Adams
Nicholas R Adams

View on SEC IAPD